The Meaning and Context of Zen

We know the kind of interest Zen
has evoked even outside specialized disciplines, since being popularized in
the west by D. T. Suzuki through his books Introduction to Zen Buddhism and
Essays in Zen Buddhism. This popular interest is due to the paradoxical encounter
between East and West. The ailing West perceives that Zen has something "existential"
and surrealistic to offer. Zen's notion of a spiritual realization, free from
any faith and any bond, not to mention the mirage of an instantaneous and somehow
gratuitous "spiritual breakthrough", has exercised a fascinating attraction
on many Westerners. However, this is true, for the most part, only superficially.
There is a considerable difference between the spiritual dimension of the "philosophy
of crisis", which has become popular in the West as a consequence of its
materialistic and nihilist development, and the spiritual dimension of Zen,
which has been rooted in the spirituality of the Buddhist tradition. Any true
encounter between Zen and the West, presupposes, in a Westerner, either an exceptional
predisposition, or the capability to operate a metanoia. By metanoia I mean
an inner turnabout, affecting not so much one's intellectual "attitudes",
but rather a dimension which in every time and in every place has been conceived
as a deeper reality.
Zen has a secret doctrine and not to be found in scriptures. It was passed on
by the Buddha to his disciple Mahakassapa. This secret doctrine was introduced
in China around the sixth century C.E. by Bodhidharma. The canon was transmitted
in China and Japan through a succession on teachers and "patriarchs".
In Japan it is a living tradition and has many advocates and numerous Zendos
("Halls of Meditation").
As far as the spirit informing the tradition is concerned, Zen may be considered
as a continuation of early Buddhism. Buddhism arose as a vigorous reaction against
the theological speculation and the shallow ritualism into which the ancient
Hindu priestly caste had degraded after possessing a sacred, lively wisdom since
ancient times. Buddha, mad tabula rassa of all this - focused instead on the
practical problem of how to overcome what in the popular mind is referred to
as "life's suffering". According to esoteric teachings, this suffering
was considered as the state of caducity, restlessness, "thirst" and
the forgetfulness typical of ordinary people. Having followed the path leading
to spiritual awakening and to immortality without external aid, Buddha pointed
the way to those who felt an attraction to it. It is well known that Buddha
is not a name, but an attribute or a title meaning "the awakened One",
"He who has achieved enlightenment", or "the awakening"..
Buddha was silent about the content of his experience, since he wanted to discourage
people from assigning to speculation and philosophizing a primacy over action.
Therefore, unlike his predecessors, he did not talk about Brahman (the absolute),
or about Atman (the transcendental Self), but only employees the term nirvana,
at the risk of being misunderstood. Some, in fact, thought, in their lack of
understanding that nirvana was to be identified with the notion of "nothingness",
an ineffable and evanescent transcendence, almost bordering on the limits of
the unconscious and of a state of unaware non-being. So, in a further development
of Buddhism, what occurred again, mutatis mutandi, was exactly the situation
against which Buddha had reacted; Buddhism became a religion, complete with
dogmas, rituals, scholasticism and mythology. It eventually became differentiated
into two schools: Mahayana and Hinayana. The former was more grandiose in metaphysics
an Mahayana eventually grew complacent with its abstruse symbolism. The teachings
of the latter school were more strict and to the point, and yet too concerned
about the mere moral discipline which became increasingly monastic. Thus the
essential and original nucleus, namely the esoteric doctrine of the enlightenment,
was almost lost.
At this crucial time Zen appeared, declaring the uselessness of these so-called
methods and proclaiming the doctrine of satori. Satori is a fundamental inner
event, a sudden existential breakthrough, corresponding in essence to what I
have called the "awakening". But this formulation was new and original
and it constituted a radical change in approach. Nirvana, which had been variously
considered as the alleged Nothingness, as extinction, and as the final end result
of an effort aimed at obtaining liberation (which according to some may require
more than one lifetime), now came to be considered as the normal human condition.
By these lights, every person has the nature of Buddha and every person is already
liberated, and therefore, situated above and beyond birth and death. It is only
necessary to become aware of it, to realize it, to see within one's nature,
according to Zen's main expression. Satori is like a timeless opening up. On
the one hand, satori is something sudden and radically different from all the
ordinary human states of consciousness; it is like a catastrophic trauma within
ordinary consciousness. On the other hand, satori is what leads one back to
what, in a higher sense, should be considered as normal and natural; thus, it
is the exact opposite of an
ecstasis, or trance. It is the rediscovery and the appropriation of one's true
nature: it is the enlightenment, which draws out of ignorance or out of the
subconscious the deep reality of what was and will always be, regardless of
one's condition in life. The consequence of satori is a completely new way to
look at the world and at life. To those who have experienced it, everything
is the same (things, other beings, one's self, "heaven, the rivers and
the vast earth"), and yet everything is fundamentally different. It is
as if a new dimension was added to reality, transforming the meaning and value.
According to the Zen Masters, the essential characteristic of the new experience
is the overcoming of every dualism: of the inner and outer; the I and not I;
of finitude and infinity; being and not-being; appearance and reality; "empty"
and "full"; substance and accidents. Another characteristic is that
any value posed by the finite and confused consciousness of the individual,
is no longer discernible. And thus, the liberated and the non-liberated, the
enlightened and the non-enlightened, are yet one and same thing. Zen effectively
perpetuates the paradoxical equation of Mahayana Buddhism, nirvana-sam sara,
and the Taoist saying "the return is infinitely far". It is as if
Zen
said: liberation should not be looked for in the next world; the very world
is the next world; it is liberation and it does not need to be liberated. This
is the point of view of satori, of perfect enlightenment, of "transcendent
wisdom" (prajnaparamita).
Basically, this consciousness is a shift of the self's center. In any situation
and in any event of ordinary life, including the most trivial ones, the ordinary,
dualistic and intellectual sense of one's self is substituted with a being who
no longer perceives an "I" opposed to a "non-I", and who
transcends and overcomes any antithesis. This being eventually comes to enjoy
a perfect freedom and incoercibility. He is like the wind, which blows where
it wills, and like a naked being which is everything after "letting go"
- abandons everything, embracing poverty.
Zen, or at least mainstream Zen, emphasizes the discontinuous, sudden and unpredictable
character of satori disclosure. In regard to this, Suzuki was at fault when
he took issue with the techniques used in Hindu schools such as Samkya and Yoga.
These techniques were also contemplated in early Buddhist texts. Suzuki employed
the simile of water, which in a moment turns into ice. He also used the simile
of an alarm, which, as a consequence of some vibration, suddenly goes off. There
are no disciplines, techniques or efforts, according to Suzuki, which by themselves
may lead one to satori. On the contrary, it is claimed that satori often occurs
spontaneously, when one has exhausted all the resources of his being, especially
the intellect and logical faculty of understanding. In some cases satori it
is said to be facilitated by violent sensations and even by physical pain. Its
cause may be the mere perception of an object as well as any event in ordinary
life, provided a certain latent predisposition exists in the subject.
Regarding this, some misunderstandings may occur. Suzuki acknowledged that "generally
speaking, there are no indications on the inner work preceding satori".
However, he talked about the necessity of first going through "a true baptism
of fire". After all, the very institution of the so-called "Halls
of Meditation" (Zendo), where those who strive to obtain a satori submit
themselves to a regimen of life which is partially analogous to that of some
Catholic religious orders, bespeaks the necessity of a preliminary preparation.
This preparation may last for several years. The essence of Zen seems to consist
in a maturation process, identical to the one in which one almost reaches a
state of an acute existential instability. At that point, the slightest push
is sufficient to produce a change of state, a spiritual breakthrough, the opening
which leads to the "intuitive vision of one's nature". The Masters
know the moment in which the mind of the disciple is mature and ready to open
up; it is ten that they eventually give the final, decisive push. This push
may sometimes consist of a simple gesture, an exclamation, in something apparently
irrelevant, or even illogical and absurd. This suffices to induce the collapse
of the false notion of individuality. Thus, satori replaces this notion with
the "normal state", and one assumes the "original face, which
one had before creation". One no longer "chases after echoes"
and "shadows". This under some aspects brings to mind the existential
theme of "failure", or of "being shipwrecked" (das Scheitern,
in Kierkegaard and in Jaspers). In fact, as I have mentioned, the opening often
takes place when all the resources of one's being have been exhausted and one
has his back against the wall. This can be seen in relation to some practical
teachings methods used by Zen. The most frequently employed methods, on an intellectual
plane, are the koan and the mondo. The disciple is confronted with a saying
or with questions which are paradoxical, absurd and sometimes even grotesque
and "surrealistic". He must labor with his mind, if necessary for
years, until he has reached the extreme limit of all his normal faculties of
comprehension. Then, if he dares proceed further on that road he may find catastrophe,
but if he can turn the situation upside down, he may achieve metanoia. This
is the point where satori is usually achieved. Zen's norm is that of absolute
autonomy; no gods, no cults, no idols. To literally empty oneself of everything,
including God. "If you meet Buddha on the road, kill him", a saying
goes. It is necessary to abandon everything, without leaning on anything, and
then to proceed forward, with one's essence, until the crisis point is reached.
It is very difficult to say more about satori, or to compare it with various
forms of initiatory mystical experience whether Eastern or Western. One is supposed
to spend only the training period in Zen monasteries. Once the disciple has
achieved satori, he return to the world, choosing a way of life that fits his
need. One may think of satori as a form of transcendence which is brought to
immanence, as a natural state, in every form of life.
The behavior, which proceeds from the newly acquired dimension, which is added
to reality as a consequence of satori, may well be summarized by Lao Tzu's expression:
"To be the whole in the part". In regard to this, it is important
to realize the influence which Zen has exercised on the Far-Eastern way of life.
Zen has been called "the samurai's philosophy", and it had also been
said that "the way of Zen is identical to the way of archery", or
to the "way of the sword". This means that any activity in one's life
may be permeated by Zen and thus be elevated to a higher meaning, to a "wholesomeness"
and to an "impersonal activity". This kind of activity is based on
a sense of the individual's irrelevance, which nevertheless does not paralyze
one's actions, but which rather confers calm and detachment. This detachment,
in turn, favors an absolute and "pure" undertaking of life, which
in some cases reaches extreme and distinct forms of self-sacrifice and heroism,
inconceivable to the majority of Westerners (e.g. the kamikaze in WWII).
Thus, what C.G. Jung claims is simply ridiculous, namely that Psychoanalysis
- more than any other Western school of thought, is capable of understanding
Zen. According to Jung, satori coincides with the state of wholeness, devoid
of complexes or inner splitting, which psychoanalytic treatment claims to achieve
whenever the intellect's obstructions and its sense of superiority are removed,
and whenever the conscious dimension of the soul is reunited with the unconscious
and with "Life". Jung did not realize that the methods and presuppositions
of Zen, are exactly the opposite of his own. There is no "subconscious",
as a distinct entity, to which the conscious has to be reconnected; Zen speaks
of a super-conscious vision (enlightenment, bodhi or "awakening"),
which actualizes the "original and luminous nature" and which, in
so doing, destroys the unconscious. It is possible though, to notice similarities
between Jung's view's and Zen', since they both talk about the feeling of one's
"totality" and freedom which is manifested in every aspect of life.
However, it is important to explain the level at which these views appear to
coincide. Once Zen found its way to the West, there was a tendency to "domesticate"
and to moralize it, playing down its potential radical and "antinomian"
(namely, antithetical to current norms) implications, and by emphasizing the
standard ingredients which are held so dear by "spiritual" people,
namely love and service to one's neighbor, even though these ingredients have
been purified in an impersonal and non-sentimental form. Generally speaking,
there are many doubts on the "practicability" of Zen, considering
that the "doctrine of the awakening" has an initiatory character.
Thus, it will only be able to inspire a minority of people, in contrast to later
Buddhist views, which took the form of a religion open to everyone, for the
most part a code of mere morality. As the re-establishment of the spirit of
early Buddhism, Zen should have strictly been an esoteric doctrine. It has been
so as we can see by examining the legend concerning its origins. However, Suzuki
himself was inclined to give a different account; he emphasized those aspects
of Mahayana which "democratize" Buddhism (after all, the term Mahayana
has been interpreted to mean "Great Vehicle", even in the sense that
it extends to wider audiences, and not just to a few elect). If one was to fully
agree with Suzuki, some perplexities on the nature and on the scope of satori
may arise. One should ask whether such an experience merely affects the psychological,
moral or mental domain, or whether it affects the ontological domain, as is
the case in every authentic initiation. In that event, it can only be the privilege
a very restricted number of people.
Taken from Zen: The Religion of the Samuri, 1965.