The
Unabomber Manifesto
Industrial Society and it's Future
INTRODUCTION
1. The Industrial Revolution
and its consequences have been a disaster for the human race. They have greatly
increased the life-expectancy of those of us who live in "advanced"
countries, but they have destabilized society, have made life unfulfilling,
have subjected human beings to indignities, have led to widespread psychological
suffering (in the Third World to physical suffering as well) and have inflicted
severe damage on the natural world. The continued development of technology
will worsen the situation. It will certainly subject human beings to greater
indignities and inflict greater damage on the natural world, it will probably
lead to greater social disruption and psychological suffering, and it may lead
to increased physical suffering even in "advanced" countries.
2. The industrial-technological system may survive or it may break down. If
it survives, it MAY eventually achieve a low level of physical and psychological
suffering, but only after passing through a long and very painful period of
adjustment and only at the cost of permanently reducing human beings and many
other living organisms to engineered products and mere cogs in the social machine.
Furthermore, if the system survives, the consequences will be inevitable: There
is no way of reforming or modifying the system so as to prevent it from depriving
people of dignity and autonomy.
3. If the system breaks down the consequences will still be very painful. But
the bigger the system grows the more disastrous the results of its breakdown
will be, so if it is to break down it had best break down sooner rather than
later.
4. We therefore advocate a revolution against the industrial system. This revolution
may or may not make use of violence: it may be sudden or it may be a relatively
gradual process spanning a few decades. We can't predict any of that. But we
do outline in a very general way the measures that those who hate the industrial
system should take in order to prepare the way for a revolution against that
form of society. This is not to be a POLITICAL revolution. Its object will be
to overthrow not governments but the economic and technological basis of the
present society.
5. In this article we give attention to only some of the negative developments
that have grown out of the industrial-technological system. Other such developments
we mention only briefly or ignore altogether. This does not mean that we regard
these other developments as unimportant. For practical reasons we have to confine
our discussion to areas that have received insufficient public attention or
in which we have something new to say. For example, since there are well-developed
environmental and wilderness movements, we have written very little about environmental
degradation or the destruction of wild nature, even though we consider these
to be highly important.
THE PSYCHOLOGY OF MODERN LEFTISM
6. Almost everyone will
agree that we live in a deeply troubled society. One of the most widespread
manifestations of the craziness of our world is leftism, so a discussion of
the psychology of leftism can serve as an introduction to the discussion of
the problems of modern society in general.
7. But what is leftism? During the first half of the 20th century leftism could
have been practically identified with socialism. Today the movement is fragmented
and it is not clear who can properly be called a leftist. When we speak of leftists
in this article we have in mind mainly socialists, collectivists, "politically
correct" types, feminists, gay and disability activists, animal rights
activists and the like. But not everyone who is associated with one of these
movements is a leftist. What we are trying to get at in discussing leftism is
not so much a movement or an ideology as a psychological type, or rather a collection
of related types. Thus, what we mean by "leftism" will emerge more
clearly in the course of our discussion of leftist psychology (Also, see paragraphs
227-230.)
8. Even so, our conception of leftism will remain a good deal less clear than
we would wish, but there doesn't seem to be any remedy for this. All we are
trying to do is indicate in a rough and approximate way the two psychological
tendencies that we believe are the main driving force of modern leftism. We
by no means claim to be telling the WHOLE truth about leftist psychology. Also,
our discussion is meant to apply to modern leftism only. We leave open the question
of the extent to which our discussion could be applied to the leftists of the
19th and early 20th century.
9. The two psychological tendencies that underlie modern leftism we call "feelings
of inferiority" and "oversocialization." Feelings of inferiority
are characteristic of modern leftism as a whole, while oversocialization is
characteristic only of a certain segment of modern leftism; but this segment
is highly influential.
FEELINGS OF INFERIORITY
10. By "feelings
of inferiority" we mean not only inferiority feelings in the strictest
sense but a whole spectrum of related traits: low self-esteem, feelings of powerlessness,
depressive tendencies, defeatism, guilt, self-hatred, etc. We argue that modern
leftists tend to have such feelings (possibly more or less repressed) and that
these feelings are decisive in determining the direction of modern leftism.
11. When someone interprets as derogatory almost anything that is said about
him (or about groups with whom he identifies) we conclude that he has inferiority
feelings or low self-esteem. This tendency is pronounced among minority rights
advocates, whether or not they belong to the minority groups whose rights they
defend. They are hypersensitive about the words used to designate minorities.
The terms "negro," "oriental," "handicapped" or
"chick" for an African, an Asian, a disabled person or a woman originally
had no derogatory connotation. "Broad" and "chick" were
merely the feminine equivalents of "guy," "dude" or "fellow."
The negative connotations have been attached to these terms by the activists
themselves. Some animal rights advocates have gone so far as to reject the word
"pet" and insist on its replacement by "animal companion."
Leftist anthropologists go to great lengths to avoid saying anything about primitive
peoples that could conceivably be interpreted as negative. They want to replace
the word "primitive" by "nonliterate." They seem almost
paranoid about anything that might suggest that any primitive culture is inferior
to our own. (We do not mean to imply that primitive cultures ARE inferior to
ours. We merely point out the hypersensitivity of leftist anthropologists.)
12. Those who are most sensitive about "politically incorrect" terminology
are not the average black ghetto-dweller, Asian immigrant, abused woman or disabled
person, but a minority of activists, many of whom do not even belong to any
"oppressed" group but come from privileged strata of society. Political
correctness has its stronghold among university professors, who have secure
employment with comfortable salaries, and the majority of whom are heterosexual,
white males from middle-class families.
13. Many leftists have an intense identification with the problems of groups
that have an image of being weak (women), defeated (American Indians), repellent
(homosexuals), or otherwise inferior. The leftists themselves feel that these
groups are inferior. They would never admit it to themselves that they have
such feelings, but it is precisely because they do see these groups as inferior
that they identify with their problems. (We do not suggest that women, Indians,
etc., ARE inferior; we are only making a point about leftist psychology).
14. Feminists are desperately anxious to prove that women are as strong as capable
as men. Clearly they are nagged by a fear that women may NOT be as strong and
as capable as men.
15. Leftists tend to hate anything that has an image of being strong, good and
successful. They hate America, they hate Western civilization, they hate white
males, they hate rationality. The reasons that leftists give for hating the
West, etc. clearly do not correspond with their real motives. They SAY they
hate the West because it is warlike, imperialistic, sexist, ethnocentric and
so forth, but where these same faults appear in socialist countries or in primitive
cultures, the leftist finds excuses for them, or at best he GRUDGINGLY admits
that they exist; whereas he ENTHUSIASTICALLY points out (and often greatly exaggerates)
these faults where they appear in Western civilization. Thus it is clear that
these faults are not the leftist's real motive for hating America and the West.
He hates America and the West because they are strong and successful.
16. Words like "self-confidence," "self-reliance," "initiative",
"enterprise," "optimism," etc. play little role in the liberal
and leftist vocabulary. The leftist is anti-individualistic, pro-collectivist.
He wants society to solve everyone's needs for them, take care of them. He is
not the sort of person who has an inner sense of confidence in his own ability
to solve his own problems and satisfy his own needs. The leftist is antagonistic
to the concept of competition because, deep inside, he feels like a loser.
17. Art forms that appeal to modern leftist intellectuals tend to focus on sordidness,
defeat and despair, or else they take an orgiastic tone, throwing off rational
control as if there were no hope of accomplishing anything through rational
calculation and all that was left was to immerse oneself in the sensations of
the moment.
18. Modern leftist philosophers tend to dismiss reason, science, objective reality
and to insist that everything is culturally relative. It is true that one can
ask serious questions about the foundations of scientific knowledge and about
how, if at all, the concept of objective reality can be defined. But it is obvious
that modern leftist philosophers are not simply cool-headed logicians systematically
analyzing the foundations of knowledge. They are deeply involved emotionally
in their attack on truth and reality. They attack these concepts because of
their own psychological needs. For one thing, their attack is an outlet for
hostility, and, to the extent that it is successful, it satisfies the drive
for power. More importantly, the leftist hates science and rationality because
they classify certain beliefs as true (i.e., successful, superior) and other
beliefs as false (i.e. failed, inferior). The leftist's feelings of inferiority
run so deep that he cannot tolerate any classification of some things as successful
or superior and other things as failed or inferior. This also underlies the
rejection by many leftists of the concept of mental illness and of the utility
of IQ tests. Leftists are antagonistic to genetic explanations of human abilities
or behavior because such explanations tend to make some persons appear superior
or inferior to others. Leftists prefer to give society the credit or blame for
an individual's ability or lack of it. Thus if a person is "inferior"
it is not his fault, but society's, because he has not been brought up properly.
19. The leftist is not typically the kind of person whose feelings of inferiority
make him a braggart, an egotist, a bully, a self-promoter, a ruthless competitor.
This kind of person has not wholly lost faith in himself. He has a deficit in
his sense of power and self-worth, but he can still conceive of himself as having
the capacity to be strong, and his efforts to make himself strong produce his
unpleasant behavior. [1] But the leftist is too far gone for that. His feelings
of inferiority are so ingrained that he cannot conceive of himself as individually
strong and valuable. Hence the collectivism of the leftist. He can feel strong
only as a member of a large organization or a mass movement with which he identifies
himself.
20. Notice the masochistic tendency of leftist tactics. Leftists protest by
lying down in front of vehicles, they intentionally provoke police or racists
to abuse them, etc. These tactics may often be effective, but many leftists
use them not as a means to an end but because they PREFER masochistic tactics.
Self-hatred is a leftist trait.
21. Leftists may claim that their activism is motivated by compassion or by
moral principle, and moral principle does play a role for the leftist of the
oversocialized type. But compassion and moral principle cannot be the main motives
for leftist activism. Hostility is too prominent a component of leftist behavior;
so is the drive for power. Moreover, much leftist behavior is not rationally
calculated to be of benefit to the people whom the leftists claim to be trying
to help. For example, if one believes that affirmative action is good for black
people, does it make sense to demand affirmative action in hostile or dogmatic
terms? Obviously it would be more productive to take a diplomatic and conciliatory
approach that would make at least verbal and symbolic concessions to white people
who think that affirmative action discriminates against them. But leftist activists
do not take such an approach because it would not satisfy their emotional needs.
Helping black people is not their real goal. Instead, race problems serve as
an excuse for them to express their own hostility and frustrated need for power.
In doing so they actually harm black people, because the activists' hostile
attitude toward the white majority tends to intensify race hatred.
22. If our society had no social problems at all, the leftists would have to
INVENT problems in order to provide themselves with an excuse for making a fuss.
23. We emphasize that the foregoing does not pretend to be an accurate description
of everyone who might be considered a leftist. It is only a rough indication
of a general tendency of leftism.
OVERSOCIALIZATION
24. Psychologists use
the term "socialization" to designate the process by which children
are trained to think and act as society demands. A person is said to be well
socialized if he believes in and obeys the moral code of his society and fits
in well as a functioning part of that society. It may seem senseless to say
that many leftists are over-socialized, since the leftist is perceived as a
rebel. Nevertheless, the position can be defended. Many leftists are not such
rebels as they seem.
25. The moral code of our society is so demanding that no one can think, feel
and act in a completely moral way. For example, we are not supposed to hate
anyone, yet almost everyone hates somebody at some time or other, whether he
admits it to himself or not. Some people are so highly socialized that the attempt
to think, feel and act morally imposes a severe burden on them. In order to
avoid feelings of guilt, they continually have to deceive themselves about their
own motives and find moral explanations for feelings and actions that in reality
have a non-moral origin. We use the term "oversocialized" to describe
such people. [2]
26. Oversocialization can lead to low self-esteem, a sense of powerlessness,
defeatism, guilt, etc. One of the most important means by which our society
socializes children is by making them feel ashamed of behavior or speech that
is contrary to society's expectations. If this is overdone, or if a particular
child is especially susceptible to such feelings, he ends by feeling ashamed
of HIMSELF. Moreover the thought and the behavior of the oversocialized person
are more restricted by society's expectations than are those of the lightly
socialized person. The majority of people engage in a significant amount of
naughty behavior. They lie, they commit petty thefts, they break traffic laws,
they goof off at work, they hate someone, they say spiteful things or they use
some underhanded trick to get ahead of the other guy. The oversocialized person
cannot do these things, or if he does do them he generates in himself a sense
of shame and self-hatred. The oversocialized person cannot even experience,
without guilt, thoughts or feelings that are contrary to the accepted morality;
he cannot think "unclean" thoughts. And socialization is not just
a matter of morality; we are socialized to confirm to many norms of behavior
that do not fall under the heading of morality. Thus the oversocialized person
is kept on a psychological leash and spends his life running on rails that society
has laid down for him. In many oversocialized people this results in a sense
of constraint and powerlessness that can be a severe hardship. We suggest that
oversocialization is among the more serious cruelties that human beings inflict
on one another.
27. We argue that a very important and influential segment of the modern left
is oversocialized and that their oversocialization is of great importance in
determining the direction of modern leftism. Leftists of the oversocialized
type tend to be intellectuals or members of the upper-middle class. Notice that
university intellectuals [3] constitute the most highly socialized segment of
our society and also the most left-wing segment.
28. The leftist of the oversocialized type tries to get off his psychological
leash and assert his autonomy by rebelling. But usually he is not strong enough
to rebel against the most basic values of society. Generally speaking, the goals
of today's leftists are NOT in conflict with the accepted morality. On the contrary,
the left takes an accepted moral principle, adopts it as its own, and then accuses
mainstream society of violating that principle. Examples: racial equality, equality
of the sexes, helping poor people, peace as opposed to war, nonviolence generally,
freedom of expression, kindness to animals. More fundamentally, the duty of
the individual to serve society and the duty of society to take care of the
individual. All these have been deeply rooted values of our society (or at least
of its middle and upper classes [4] for a long time. These values are explicitly
or implicitly expressed or presupposed in most of the material presented to
us by the mainstream communications media and the educational system. Leftists,
especially those of the oversocialized type, usually do not rebel against these
principles but justify their hostility to society by claiming (with some degree
of truth) that society is not living up to these principles.
29. Here is an illustration of the way in which the oversocialized leftist shows
his real attachment to the conventional attitudes of our society while pretending
to be in rebellion against it. Many leftists push for affirmative action, for
moving black people into high-prestige jobs, for improved education in black
schools and more money for such schools; the way of life of the black "underclass"
they regard as a social disgrace. They want to integrate the black man into
the system, make him a business executive, a lawyer, a scientist just like upper-middle-class
white people. The leftists will reply that the last thing they want is to make
the black man into a copy of the white man; instead, they want to preserve African
American culture. But in what does this preservation of African American culture
consist? It can hardly consist in anything more than eating black-style food,
listening to black-style music, wearing black-style clothing and going to a
black-style church or mosque. In other words, it can express itself only in
superficial matters. In all ESSENTIAL respects more leftists of the oversocialized
type want to make the black man conform to white, middle-class ideals. They
want to make him study technical subjects, become an executive or a scientist,
spend his life climbing the status ladder to prove that black people are as
good as white. They want to make black fathers "responsible." they
want black gangs to become nonviolent, etc. But these are exactly the values
of the industrial-technological system. The system couldn't care less what kind
of music a man listens to, what kind of clothes he wears or what religion he
believes in as long as he studies in school, holds a respectable job, climbs
the status ladder, is a "responsible" parent, is nonviolent and so
forth. In effect, however much he may deny it, the oversocialized leftist wants
to integrate the black man into the system and make him adopt its values.
30. We certainly do not claim that leftists, even of the oversocialized type,
NEVER rebel against the fundamental values of our society. Clearly they sometimes
do. Some oversocialized leftists have gone so far as to rebel against one of
modern society's most important principles by engaging in physical violence.
By their own account, violence is for them a form of "liberation."
In other words, by committing violence they break through the psychological
restraints that have been trained into them. Because they are oversocialized
these restraints have been more confining for them than for others; hence their
need to break free of them. But they usually justify their rebellion in terms
of mainstream values. If they engage in violence they claim to be fighting against
racism or the like.
31. We realize that many objections could be raised to the foregoing thumb-nail
sketch of leftist psychology. The real situation is complex, and anything like
a complete description of it would take several volumes even if the necessary
data were available. We claim only to have indicated very roughly the two most
important tendencies in the psychology of modern leftism.
32. The problems of the leftist are indicative of the problems of our society
as a whole. Low self-esteem, depressive tendencies and defeatism are not restricted
to the left. Though they are especially noticeable in the left, they are widespread
in our society. And today's society tries to socialize us to a greater extent
than any previous society. We are even told by experts how to eat, how to exercise,
how to make love, how to raise our kids and so forth.
THE POWER PROCESS
33. Human beings have
a need (probably based in biology) for something that we will call the "power
process." This is closely related to the need for power (which is widely
recognized) but is not quite the same thing. The power process has four elements.
The three most clear-cut of these we call goal, effort and attainment of goal.
(Everyone needs to have goals whose attainment requires effort, and needs to
succeed in attaining at least some of his goals.) The fourth element is more
difficult to define and may not be necessary for everyone. We call it autonomy
and will discuss it later (paragraphs 42-44).
34. Consider the hypothetical case of a man who can have anything he wants just
by wishing for it. Such a man has power, but he will develop serious psychological
problems. At first he will have a lot of fun, but by and by he will become acutely
bored and demoralized. Eventually he may become clinically depressed. History
shows that leisured aristocracies tend to become decadent. This is not true
of fighting aristocracies that have to struggle to maintain their power. But
leisured, secure aristocracies that have no need to exert themselves usually
become bored, hedonistic and demoralized, even though they have power. This
shows that power is not enough. One must have goals toward which to exercise
one's power.
35. Everyone has goals; if nothing else, to obtain the physical necessities
of life: food, water and whatever clothing and shelter are made necessary by
the climate. But the leisured aristocrat obtains these things without effort.
Hence his boredom and demoralization.
36. Nonattainment of important goals results in death if the goals are physical
necessities, and in frustration if nonattainment of the goals is compatible
with survival. Consistent failure to attain goals throughout life results in
defeatism, low self-esteem or depression.
37. Thus, in order to avoid serious psychological problems, a human being needs
goals whose attainment requires effort, and he must have a reasonable rate of
success in attaining his goals.
SURROGATE ACTIVITIES
38. But not every leisured
aristocrat becomes bored and demoralized. For example, the emperor Hirohito,
instead of sinking into decadent hedonism, devoted himself to marine biology,
a field in which he became distinguished. When people do not have to exert themselves
to satisfy their physical needs they often set up artificial goals for themselves.
In many cases they then pursue these goals with the same energy and emotional
involvement that they otherwise would have put into the search for physical
necessities. Thus the aristocrats of the Roman Empire had their literary pretensions;
many European aristocrats a few centuries ago invested tremendous time and energy
in hunting, though they certainly didn't need the meat; other aristocracies
have competed for status through elaborate displays of wealth; and a few aristocrats,
like Hirohito, have turned to science.
39. We use the term "surrogate activity" to designate an activity
that is directed toward an artificial goal that people set up for themselves
merely in order to have some goal to work toward, or let us say, merely for
the sake of the "fulfillment" that they get from pursuing the goal.
Here is a rule of thumb for the identification of surrogate activities. Given
a person who devotes much time and energy to the pursuit of goal X, ask yourself
this: If he had to devote most of his time and energy to satisfying his biological
needs, and if that effort required him to use his physical and mental facilities
in a varied and interesting way, would he feel seriously deprived because he
did not attain goal X? If the answer is no, then the person's pursuit of a goal
X is a surrogate activity. Hirohito's studies in marine biology clearly constituted
a surrogate activity, since it is pretty certain that if Hirohito had had to
spend his time working at interesting non-scientific tasks in order to obtain
the necessities of life, he would not have felt deprived because he didn't know
all about the anatomy and life-cycles of marine animals. On the other hand the
pursuit of sex and love (for example) is not a surrogate activity, because most
people, even if their existence were otherwise satisfactory, would feel deprived
if they passed their lives without ever having a relationship with a member
of the opposite sex. (But pursuit of an excessive amount of sex, more than one
really needs, can be a surrogate activity.)
40. In modern industrial society only minimal effort is necessary to satisfy
one's physical needs. It is enough to go through a training program to acquire
some petty technical skill, then come to work on time and exert very modest
effort needed to hold a job. The only requirements are a moderate amount of
intelligence, and most of all, simple OBEDIENCE. If one has those, society takes
care of one from cradle to grave. (Yes, there is an underclass that cannot take
physical necessities for granted, but we are speaking here of mainstream society.)
Thus it is not surprising that modern society is full of surrogate activities.
These include scientific work, athletic achievement, humanitarian work, artistic
and literary creation, climbing the corporate ladder, acquisition of money and
material goods far beyond the point at which they cease to give any additional
physical satisfaction, and social activism when it addresses issues that are
not important for the activist personally, as in the case of white activists
who work for the rights of nonwhite minorities. These are not always pure surrogate
activities, since for many people they may be motivated in part by needs other
than the need to have some goal to pursue. Scientific work may be motivated
in part by a drive for prestige, artistic creation by a need to express feelings,
militant social activism by hostility. But for most people who pursue them,
these activities are in large part surrogate activities. For example, the majority
of scientists will probably agree that the "fulfillment" they get
from their work is more important than the money and prestige they earn.
41. For many if not most people, surrogate activities are less satisfying than
the pursuit of real goals (that is, goals that people would want to attain even
if their need for the power process were already fulfilled). One indication
of this is the fact that, in many or most cases, people who are deeply involved
in surrogate activities are never satisfied, never at rest. Thus the money-maker
constantly strives for more and more wealth. The scientist no sooner solves
one problem than he moves on to the next. The long-distance runner drives himself
to run always farther and faster. Many people who pursue surrogate activities
will say that they get far more fulfillment from these activities than they
do from the "mundane" business of satisfying their biological needs,
but that it is because in our society the effort needed to satisfy the biological
needs has been reduced to triviality. More importantly, in our society people
do not satisfy their biological needs AUTONOMOUSLY but by functioning as parts
of an immense social machine. In contrast, people generally have a great deal
of autonomy in pursuing their surrogate activities.
AUTONOMY
42. Autonomy as a part of the power process may not be necessary for every individual.
But most people need a greater or lesser degree of autonomy in working toward
their goals. Their efforts must be undertaken on their own initiative and must
be under their own direction and control. Yet most people do not have to exert
this initiative, direction and control as single individuals. It is usually
enough to act as a member of a SMALL group. Thus if half a dozen people discuss
a goal among themselves and make a successful joint effort to attain that goal,
their need for the power process will be served. But if they work under rigid
orders handed down from above that leave them no room for autonomous decision
and initiative, then their need for the power process will not be served. The
same is true when decisions are made on a collective bases if the group making
the collective decision is so large that the role of each individual is insignificant.
[5]
43. It is true that some individuals seem to have little need for autonomy.
Either their drive for power is weak or they satisfy it by identifying themselves
with some powerful organization to which they belong. And then there are unthinking,
animal types who seem to be satisfied with a purely physical sense of power
(the good combat soldier, who gets his sense of power by developing fighting
skills that he is quite content to use in blind obedience to his superiors).
44. But for most people it is through the power process-having a goal, making
an AUTONOMOUS effort and attaining the goal-that self-esteem, self-confidence
and a sense of power are acquired. When one does not have adequate opportunity
to go throughout the power process the consequences are (depending on the individual
and on the way the power process is disrupted) boredom, demoralization, low
self-esteem, inferiority feelings, defeatism, depression, anxiety, guilt, frustration,
hostility, spouse or child abuse, insatiable hedonism, abnormal sexual behavior,
sleep disorders, eating disorders, etc. [6]
SOURCES OF SOCIAL PROBLEMS
45. Any of the foregoing
symptoms can occur in any society, but in modern industrial society they are
present on a massive scale. We aren't the first to mention that the world today
seems to be going crazy. This sort of thing is not normal for human societies.
There is good reason to believe that primitive man suffered from less stress
and frustration and was better satisfied with his way of life than modern man
is. It is true that not all was sweetness and light in primitive societies.
Abuse of women was common among the Australian aborigines, transexuality was
fairly common among some of the American Indian tribes. But is does appear that
GENERALLY SPEAKING the kinds of problems that we have listed in the preceding
paragraph were far less common among primitive peoples than they are in modern
society.
46. We attribute the social and psychological problems of modern society to
the fact that society requires people to live under conditions radically different
from those under which the human race evolved and to behave in ways that conflict
with the patterns of behavior that the human race developed while living under
the earlier conditions. It is clear from what we have already written that we
consider lack of opportunity to properly experience the power process as the
most important of the abnormal conditions to which modern society subjects people.
But it is not the only one. Before dealing with disruption of the power process
as a source of social problems we will discuss some of the other sources.
47. Among the abnormal conditions present in modern industrial society are excessive
density of population, isolation of man from nature, excessive rapidity of social
change and the break-down of natural small-scale communities such as the extended
family, the village or the tribe.
48. It is well known that crowding increases stress and aggression. The degree
of crowding that exists today and the isolation of man from nature are consequences
of technological progress. All pre-industrial societies were predominantly rural.
The industrial Revolution vastly increased the size of cities and the proportion
of the population that lives in them, and modern agricultural technology has
made it possible for the Earth to support a far denser population than it ever
did before. (Also, technology exacerbates the effects of crowding because it
puts increased disruptive powers in people's hands. For example, a variety of
noise-making devices: power mowers, radios, motorcycles, etc. If the use of
these devices is unrestricted, people who want peace and quiet are frustrated
by the noise. If their use is restricted, people who use the devices are frustrated
by the regulations... But if these machines had never been invented there would
have been no conflict and no frustration generated by them.)
49. For primitive societies the natural world (which usually changes only slowly)
provided a stable framework and therefore a sense of security. In the modern
world it is human society that dominates nature rather than the other way around,
and modern society changes very rapidly owing to technological change. Thus
there is no stable framework.
50. The conservatives are fools: They whine about the decay of traditional values,
yet they enthusiastically support technological progress and economic growth.
Apparently it never occurs to them that you can't make rapid, drastic changes
in the technology and the economy of a society without causing rapid changes
in all other aspects of the society as well, and that such rapid changes inevitably
break down traditional values.
51. The breakdown of traditional values to some extent implies the breakdown
of the bonds that hold together traditional small-scale social groups. The disintegration
of small-scale social groups is also promoted by the fact that modern conditions
often require or tempt individuals to move to new locations, separating themselves
from their communities. Beyond that, a technological society HAS TO weaken family
ties and local communities if it is to function efficiently. In modern society
an individual's loyalty must be first to the system and only secondarily to
a small-scale community, because if the internal loyalties of small-scale communities
were stronger than loyalty to the system, such communities would pursue their
own advantage at the expense of the system.
52. Suppose that a public official or a corporation executive appoints his cousin,
his friend or his co-religionist to a position rather than appointing the person
best qualified for the job. He has permitted personal loyalty to supersede his
loyalty to the system, and that is "nepotism" or "discrimination,"
both of which are terrible sins in modern society. Would-be industrial societies
that have done a poor job of subordinating personal or local loyalties to loyalty
to the system are usually very inefficient. (Look at Latin America.) Thus an
advanced industrial society can tolerate only those small-scale communities
that are emasculated, tamed and made into tools of the system. [7]
53. Crowding, rapid change and the breakdown of communities have been widely
recognized as sources of social problems. But we do not believe they are enough
to account for the extent of the problems that are seen today.
54. A few pre-industrial cities were very large and crowded, yet their inhabitants
do not seem to have suffered from psychological problems to the same extent
as modern man. In America today there still are uncrowded rural areas, and we
find there the same problems as in urban areas, though the problems tend to
be less acute in the rural areas. Thus crowding does not seem to be the decisive
factor.
55. On the growing edge of the American frontier during the 19th century, the
mobility of the population probably broke down extended families and small-scale
social groups to at least the same extent as these are broken down today. In
fact, many nuclear families lived by choice in such isolation, having no neighbors
within several miles, that they belonged to no community at all, yet they do
not seem to have developed problems as a result.
56. Furthermore, change in American frontier society was very rapid and deep.
A man might be born and raised in a log cabin, outside the reach of law and
order and fed largely on wild meat; and by the time he arrived at old age he
might be working at a regular job and living in an ordered community with effective
law enforcement. This was a deeper change than that which typically occurs in
the life of a modern individual, yet it does not seem to have led to psychological
problems. In fact, 19th century American society had an optimistic and self-confident
tone, quite unlike that of today's society. [8]
57. The difference, we argue, is that modern man has the sense (largely justified)
that change is IMPOSED on him, whereas the 19th century frontiersman had the
sense (also largely justified) that he created change himself, by his own choice.
Thus a pioneer settled on a piece of land of his own choosing and made it into
a farm through his own effort. In those days an entire county might have only
a couple of hundred inhabitants and was a far more isolated and autonomous entity
than a modern county is. Hence the pioneer farmer participated as a member of
a relatively small group in the creation of a new, ordered community. One may
well question whether the creation of this community was an improvement, but
at any rate it satisfied the pioneer's need for the power process.
58. It would be possible to give other examples of societies in which there
has been rapid change and/or lack of close community ties without he kind of
massive behavioral aberration that is seen in today's industrial society. We
contend that the most important cause of social and psychological problems in
modern society is the fact that people have insufficient opportunity to go through
the power process in a normal way. We don't mean to say that modern society
is the only one in which the power process has been disrupted. Probably most
if not all civilized societies have interfered with the power process to a greater
or lesser extent. But in modern industrial society the problem has become particularly
acute. Leftism, at least in its recent (mid-to-late -20th century) form, is
in part a symptom of deprivation with respect to the power process.
DISRUPTION OF THE POWER PROCESS IN MODERN SOCIETY
59. We divide human drives into three groups: (1) those drives that can be satisfied
with minimal effort; (2) those that can be satisfied but only at the cost of
serious effort; (3) those that cannot be adequately satisfied no matter how
much effort one makes. The power process is the process of satisfying the drives
of the second group. The more drives there are in the third group, the more
there is frustration, anger, eventually defeatism, depression, etc.
60. In modern industrial society natural human drives tend to be pushed into
the first and third groups, and the second group tends to consist increasingly
of artificially created drives.
61. In primitive societies, physical necessities generally fall into group 2:
They can be obtained, but only at the cost of serious effort. But modern society
tends to guarantee the physical necessities to everyone [9] in exchange for
only minimal effort, hence physical needs are pushed into group 1. (There may
be disagreement about whether the effort needed to hold a job is "minimal";
but usually, in lower- to middle-level jobs, whatever effort is required is
merely that of obedience. You sit or stand where you are told to sit or stand
and do what you are told to do in the way you are told to do it. Seldom do you
have to exert yourself seriously, and in any case you have hardly any autonomy
in work, so that the need for the power process is not well served.)
62. Social needs, such as sex, love and status, often remain in group 2 in modern
society, depending on the situation of the individual. [10] But, except for
people who have a particularly strong drive for status, the effort required
to fulfill the social drives is insufficient to satisfy adequately the need
for the power process.
63. So certain artificial needs have been created that fall into group 2, hence
serve the need for the power process. Advertising and marketing techniques have
been developed that make many people feel they need things that their grandparents
never desired or even dreamed of. It requires serious effort to earn enough
money to satisfy these artificial needs, hence they fall into group 2. (But
see paragraphs 80-82.) Modern man must satisfy his need for the power process
largely through pursuit of the artificial needs created by the advertising and
marketing industry [11], and through surrogate activities.
64. It seems that for many people, maybe the majority, these artificial forms
of the power process are insufficient. A theme that appears repeatedly in the
writings of the social critics of the second half of the 20th century is the
sense of purposelessness that afflicts many people in modern society. (This
purposelessness is often called by other names such as "anomic" or
"middle-class vacuity.") We suggest that the so-called "identity
crisis" is actually a search for a sense of purpose, often for commitment
to a suitable surrogate activity. It may be that existentialism is in large
part a response to the purposelessness of modern life. [12] Very widespread
in modern society is the search for "fulfillment." But we think that
for the majority of people an activity whose main goal is fulfillment (that
is, a surrogate activity) does not bring completely satisfactory fulfillment.
In other words, it does not fully satisfy the need for the power process. (See
paragraph 41.) That need can be fully satisfied only through activities that
have some external goal, such as physical necessities, sex, love, status, revenge,
etc.
65. Moreover, where goals are pursued through earning money, climbing the status
ladder or functioning as part of the system in some other way, most people are
not in a position to pursue their goals AUTONOMOUSLY. Most workers are someone
else's employee as, as we pointed out in paragraph 61, must spend their days
doing what they are told to do in the way they are told to do it. Even most
people who are in business for themselves have only limited autonomy. It is
a chronic complaint of small-business persons and entrepreneurs that their hands
are tied by excessive government regulation. Some of these regulations are doubtless
unnecessary, but for the most part government regulations are essential and
inevitable parts of our extremely complex society. A large portion of small
business today operates on the franchise system. It was reported in the Wall
Street Journal a few years ago that many of the franchise-granting companies
require applicants for franchises to take a personality test that is designed
to EXCLUDE those who have creativity and initiative, because such persons are
not sufficiently docile to go along obediently with the franchise system. This
excludes from small business many of the people who most need autonomy.
66. Today people live more by virtue of what the system does FOR them or TO
them than by virtue of what they do for themselves. And what they do for themselves
is done more and more along channels laid down by the system. Opportunities
tend to be those that the system provides, the opportunities must be exploited
in accord with the rules and regulations [13], and techniques prescribed by
experts must be followed if there is to be a chance of success.
67. Thus the power process is disrupted in our society through a deficiency
of real goals and a deficiency of autonomy in pursuit of goals. But it is also
disrupted because of those human drives that fall into group 3: the drives that
one cannot adequately satisfy no matter how much effort one makes. One of these
drives is the need for security. Our lives depend on decisions made by other
people; we have no control over these decisions and usually we do not even know
the people who make them. ("We live in a world in which relatively few
people - maybe 500 or 1,00 - make the important decisions" - Philip B.
Heymann of Harvard Law School, quoted by Anthony Lewis, New York Times, April
21, 1995.) Our lives depend on whether safety standards at a nuclear power plant
are properly maintained; on how much pesticide is allowed to get into our food
or how much pollution into our air; on how skillful (or incompetent) our doctor
is; whether we lose or get a job may depend on decisions made by government
economists or corporation executives; and so forth. Most individuals are not
in a position to secure themselves against these threats to more [than] a very
limited extent. The individual's search for security is therefore frustrated,
which leads to a sense of powerlessness.
68. It may be objected that primitive man is physically less secure than modern
man, as is shown by his shorter life expectancy; hence modern man suffers from
less, not more than the amount of insecurity that is normal for human beings.
but psychological security does not closely correspond with physical security.
What makes us FEEL secure is not so much objective security as a sense of confidence
in our ability to take care of ourselves. Primitive man, threatened by a fierce
animal or by hunger, can fight in self-defense or travel in search of food.
He has no certainty of success in these efforts, but he is by no means helpless
against the things that threaten him. The modern individual on the other hand
is threatened by many things against which he is helpless; nuclear accidents,
carcinogens in food, environmental pollution, war, increasing taxes, invasion
of his privacy by large organizations, nation-wide social or economic phenomena
that may disrupt his way of life.
69. It is true that primitive man is powerless against some of the things that
threaten him; disease for example. But he can accept the risk of disease stoically.
It is part of the nature of things, it is no one's fault, unless is the fault
of some imaginary, impersonal demon. But threats to the modern individual tend
to be MAN-MADE. They are not the results of chance but are IMPOSED on him by
other persons whose decisions he, as an individual, is unable to influence.
Consequently he feels frustrated, humiliated and angry.
70. Thus primitive man for the most part has his security in his own hands (either
as an individual or as a member of a SMALL group) whereas the security of modern
man is in the hands of persons or organizations that are too remote or too large
for him to be able personally to influence them. So modern man's drive for security
tends to fall into groups 1 and 3; in some areas (food, shelter, etc.) his security
is assured at the cost of only trivial effort, whereas in other areas he CANNOT
attain security. (The foregoing greatly simplifies the real situation, but it
does indicate in a rough, general way how the condition of modern man differs
from that of primitive man.)
71. People have many transitory drives or impulses that are necessary frustrated
in modern life, hence fall into group 3. One may become angry, but modern society
cannot permit fighting. In many situations it does not even permit verbal aggression.
When going somewhere one may be in a hurry, or one may be in a mood to travel
slowly, but one generally has no choice but to move with the flow of traffic
and obey the traffic signals. One may want to do one's work in a different way,
but usually one can work only according to the rules laid down by one's employer.
In many other ways as well, modern man is strapped down by a network of rules
and regulations (explicit or implicit) that frustrate many of his impulses and
thus interfere with the power process. Most of these regulations cannot be disposed
with, because the are necessary for the functioning of industrial society.
72. Modern society is in certain respects extremely permissive. In matters that
are irrelevant to the functioning of the system we can generally do what we
please. We can believe in any religion we like (as long as it does not encourage
behavior that is dangerous to the system). We can go to bed with anyone we like
(as long as we practice "safe sex"). We can do anything we like as
long as it is UNIMPORTANT. But in all IMPORTANT matters the system tends increasingly
to regulate our behavior.
73. Behavior is regulated not only through explicit rules and not only by the
government. Control is often exercised through indirect coercion or through
psychological pressure or manipulation, and by organizations other than the
government, or by the system as a whole. Most large organizations use some form
of propaganda [14] to manipulate public attitudes or behavior. Propaganda is
not limited to "commercials" and advertisements, and sometimes it
is not even consciously intended as propaganda by the people who make it. For
instance, the content of entertainment programming is a powerful form of propaganda.
An example of indirect coercion: There is no law that says we have to go to
work every day and follow our employer's orders. Legally there is nothing to
prevent us from going to live in the wild like primitive people or from going
into business for ourselves. But in practice there is very little wild country
left, and there is room in the economy for only a limited number of small business
owners. Hence most of us can survive only as someone else's employee.
74. We suggest that modern man's obsession with longevity, and with maintaining
physical vigor and sexual attractiveness to an advanced age, is a symptom of
unfulfillment resulting from deprivation with respect to the power process.
The "mid-life crisis" also is such a symptom. So is the lack of interest
in having children that is fairly common in modern society but almost unheard-of
in primitive societies.
75. In primitive societies life is a succession of stages. The needs and purposes
of one stage having been fulfilled, there is no particular reluctance about
passing on to the next stage. A young man goes through the power process by
becoming a hunter, hunting not for sport or for fulfillment but to get meat
that is necessary for food. (In young women the process is more complex, with
greater emphasis on social power; we won't discuss that here.) This phase having
been successfully passed through, the young man has no reluctance about settling
down to the responsibilities of raising a family. (In contrast, some modern
people indefinitely postpone having children because they are too busy seeking
some kind of "fulfillment." We suggest that the fulfillment they need
is adequate experience of the power process -- with real goals instead of the
artificial goals of surrogate activities.) Again, having successfully raised
his children, going through the power process by providing them with the physical
necessities, the primitive man feels that his work is done and he is prepared
to accept old age (if he survives that long) and death. Many modern people,
on the other hand, are disturbed by the prospect of death, as is shown by the
amount of effort they expend trying to maintain their physical condition, appearance
and health. We argue that this is due to unfulfillment resulting from the fact
that they have never put their physical powers to any use, have never gone through
the power process using their bodies in a serious way. It is not the primitive
man, who has used his body daily for practical purposes, who fears the deterioration
of age, but the modern man, who has never had a practical use for his body beyond
walking from his car to his house. It is the man whose need for the power process
has been satisfied during his life who is best prepared to accept the end of
that life.
76. In response to the arguments of this section someone will say, "Society
must find a way to give people the opportunity to go through the power process."
For such people the value of the opportunity is destroyed by the very fact that
society gives it to them. What they need is to find or make their own opportunities.
As long as the system GIVES them their opportunities it still has them on a
leash. To attain autonomy they must get off that leash.
HOW SOME PEOPLE ADJUST
77. Not everyone in industrial-technological
society suffers from psychological problems. Some people even profess to be
quite satisfied with society as it is. We now discuss some of the reasons why
people differ so greatly in their response to modern society.
78. First, there doubtless are differences in the strength of the drive for
power. Individuals with a weak drive for power may have relatively little need
to go through the power process, or at least relatively little need for autonomy
in the power process. These are docile types who would have been happy as plantation
darkies in the Old South. (We don't mean to sneer at "plantation darkies"
of the Old South. To their credit, most of the slaves were NOT content with
their servitude. We do sneer at people who ARE content with servitude.)
79. Some people may have some exceptional drive, in pursuing which they satisfy
their need for the power process. For example, those who have an unusually strong
drive for social status may spend their whole lives climbing the status ladder
without ever getting bored with that game.
80. People vary in their susceptibility to advertising and marketing techniques.
Some people are so susceptible that, even if they make a great deal of money,
they cannot satisfy their constant craving for the shiny new toys that the marketing
industry dangles before their eyes. So they always feel hard-pressed financially
even if their income is large, and their cravings are frustrated.
81. Some people have low susceptibility to advertising and marketing techniques.
These are the people who aren't interested in money. Material acquisition does
not serve their need for the power process.
82. People who have medium susceptibility to advertising and marketing techniques
are able to earn enough money to satisfy their craving for goods and services,
but only at the cost of serious effort (putting in overtime, taking a second
job, earning promotions, etc.) Thus material acquisition serves their need for
the power process. But it does not necessarily follow that their need is fully
satisfied. They may have insufficient autonomy in the power process (their work
may consist of following orders) and some of their drives may be frustrated
(e.g., security, aggression). (We are guilty of oversimplification in paragraphs
80-82 because we have assumed that the desire for material acquisition is entirely
a creation of the advertising and marketing industry. Of course it's not that
simple.
83. Some people partly satisfy their need for power by identifying themselves
with a powerful organization or mass movement. An individual lacking goals or
power joins a movement or an organization, adopts its goals as his own, then
works toward these goals. When some of the goals are attained, the individual,
even though his personal efforts have played only an insignificant part in the
attainment of the goals, feels (through his identification with the movement
or organization) as if he had gone through the power process. This phenomenon
was exploited by the fascists, nazis and communists. Our society uses it, too,
though less crudely. Example: Manuel Noriega was an irritant to the U.S. (goal:
punish Noriega). The U.S. invaded Panama (effort) and punished Noriega (attainment
of goal). The U.S. went through the power process and many Americans, because
of their identification with the U.S., experienced the power process vicariously.
Hence the widespread public approval of the Panama invasion; it gave people
a sense of power. [15] We see the same phenomenon in armies, corporations, political
parties, humanitarian organizations, religious or ideological movements. In
particular, leftist movements tend to attract people who are seeking to satisfy
their need for power. But for most people identification with a large organization
or a mass movement does not fully satisfy the need for power.
84. Another way in which people satisfy their need for the power process is
through surrogate activities. As we explained in paragraphs 38-40, a surrogate
activity that is directed toward an artificial goal that the individual pursues
for the sake of the "fulfillment" that he gets from pursuing the goal,
not because he needs to attain the goal itself. For instance, there is no practical
motive for building enormous muscles, hitting a little ball into a hole or acquiring
a complete series of postage stamps. Yet many people in our society devote themselves
with passion to bodybuilding, golf or stamp collecting. Some people are more
"other-directed" than others, and therefore will more readily attack
importance to a surrogate activity simply because the people around them treat
it as important or because society tells them it is important. That is why some
people get very serious about essentially trivial activities such as sports,
or bridge, or chess, or arcane scholarly pursuits, whereas others who are more
clear-sighted never see these things as anything but the surrogate activities
that they are, and consequently never attach enough importance to them to satisfy
their need for the power process in that way. It only remains to point out that
in many cases a person's way of earning a living is also a surrogate activity.
Not a PURE surrogate activity, since part of the motive for the activity is
to gain the physical necessities and (for some people) social status and the
luxuries that advertising makes them want. But many people put into their work
far more effort than is necessary to earn whatever money and status they require,
and this extra effort constitutes a surrogate activity. This extra effort, together
with the emotional investment that accompanies it, is one of the most potent
forces acting toward the continual development and perfecting of the system,
with negative consequences for individual freedom (see paragraph 131). Especially,
for the most creative scientists and engineers, work tends to be largely a surrogate
activity. This point is so important that is deserves a separate discussion,
which we shall give in a moment (paragraphs 87-92).
85. In this section we have explained how many people in modern society do satisfy
their need for the power process to a greater or lesser extent. But we think
that for the majority of people the need for the power process is not fully
satisfied. In the first place, those who have an insatiable drive for status,
or who get firmly "hooked" or a surrogate activity, or who identify
strongly enough with a movement or organization to satisfy their need for power
in that way, are exceptional personalities. Others are not fully satisfied with
surrogate activities or by identification with an organization (see paragraphs
41, 64). In the second place, too much control is imposed by the system through
explicit regulation or through socialization, which results in a deficiency
of autonomy, and in frustration due to the impossibility of attaining certain
goals and the necessity of restraining too many impulses.
86. But even if most people in industrial-technological society were well satisfied,
we (FC) would still be opposed to that form of society, because (among other
reasons) we consider it demeaning to fulfill one's need for the power process
through surrogate activities or through identification with an organization,
rather then through pursuit of real goals.
THE MOTIVES OF SCIENTISTS
87. Science and technology
provide the most important examples of surrogate activities. Some scientists
claim that they are motivated by "curiosity" or by a desire to benefit
humanity. But it is easy to see that neither of these can be the principle motive
of most scientists. As for "curiosity," that notion is simply absurd.
Most scientists work on highly specialized problems that are not the object
of any normal curiosity. For example, is an astronomer, a mathematician or an
entomologist curious about the properties of isopropyltrimethylmethane? Of course
not. Only a chemist is curious about such a thing, and he is curious about it
only because chemistry is his surrogate activity. Is the chemist curious about
the appropriate classification of a new species of beetle? No. That question
is of interest only to the entomologist, and he is interested in it only because
entomology is his surrogate activity. If the chemist and the entomologist had
to exert themselves seriously to obtain the physical necessities, and if that
effort exercised their abilities in an interesting way but in some nonscientific
pursuit, then they couldn't giver a damn about isopropyltrimethylmethane or
the classification of beetles. Suppose that lack of funds for postgraduate education
had led the chemist to become an insurance broker instead of a chemist. In that
case he would have been very interested in insurance matters but would have
cared nothing about isopropyltrimethylmethane. In any case it is not normal
to put into the satisfaction of mere curiosity the amount of time and effort
that scientists put into their work. The "curiosity" explanation for
the scientists' motive just doesn't stand up.
88. The "benefit of humanity" explanation doesn't work any better.
Some scientific work has no conceivable relation to the welfare of the human
race - most of archaeology or comparative linguistics for example. Some other
areas of science present obviously dangerous possibilities. Yet scientists in
these areas are just as enthusiastic about their work as those who develop vaccines
or study air pollution. Consider the case of Dr. Edward Teller, who had an obvious
emotional involvement in promoting nuclear power plants. Did this involvement
stem from a desire to benefit humanity? If so, then why didn't Dr. Teller get
emotional about other "humanitarian" causes? If he was such a humanitarian
then why did he help to develop the H-bomb? As with many other scientific achievements,
it is very much open to question whether nuclear power plants actually do benefit
humanity. Does the cheap electricity outweigh the accumulating waste and risk
of accidents? Dr. Teller saw only one side of the question. Clearly his emotional
involvement with nuclear power arose not from a desire to "benefit humanity"
but from a personal fulfillment he got from his work and from seeing it put
to practical use.
89. The same is true of scientists generally. With possible rare exceptions,
their motive is neither curiosity nor a desire to benefit humanity but the need
to go through the power process: to have a goal (a scientific problem to solve),
to make an effort (research) and to attain the goal (solution of the problem.)
Science is a surrogate activity because scientists work mainly for the fulfillment
they get out of the work itself.
90. Of course, it's not that simple. Other motives do play a role for many scientists.
Money and status for example. Some scientists may be persons of the type who
have an insatiable drive for status (see paragraph 79) and this may provide
much of the motivation for their work. No doubt the majority of scientists,
like the majority of the general population, are more or less susceptible to
advertising and marketing techniques and need money to satisfy their craving
for goods and services. Thus science is not a PURE surrogate activity. But it
is in large part a surrogate activity.
91. Also, science and technology constitute a mass power movement, and many
scientists gratify their need for power through identification with this mass
movement (see paragraph 83).
92. Thus science marches on blindly, without regard to the real welfare of the
human race or to any other standard, obedient only to the psychological needs
of the scientists and of the government officials and corporation executives
who provide the funds for research.
THE NATURE OF FREEDOM
93. We are going to argue
that industrial-technological society cannot be reformed in such a way as to
prevent it from progressively narrowing the sphere of human freedom. But because
"freedom" is a word that can be interpreted in many ways, we must
first make clear what kind of freedom we are concerned with.
94. By "freedom" we mean the opportunity to go through the power process,
with real goals not the artificial goals of surrogate activities, and without
interference, manipulation or supervision from anyone, especially from any large
organization. Freedom means being in control (either as an individual or as
a member of a SMALL group) of the life-and-death issues of one's existence;
food, clothing, shelter and defense against whatever threats there may be in
one's environment. Freedom means having power; not the power to control other
people but the power to control the circumstances of one's own life. One does
not have freedom if anyone else (especially a large organization) has power
over one, no matter how benevolently, tolerantly and permissively that power
may be exercised. It is important not to confuse freedom with mere permissiveness
(see paragraph 72).
95. It is said that we live in a free society because we have a certain number
of constitutionally guaranteed rights. But these are not as important as they
seem. The degree of personal freedom that exists in a society is determined
more by the economic and technological structure of the society than by its
laws or its form of government. [16] Most of the Indian nations of New England
were monarchies, and many of the cities of the Italian Renaissance were controlled
by dictators. But in reading about these societies one gets the impression that
they allowed far more personal freedom than out society does. In part this was
because they lacked efficient mechanisms for enforcing the ruler's will: There
were no modern, well-organized police forces, no rapid long-distance communications,
no surveillance cameras, no dossiers of information about the lives of average
citizens. Hence it was relatively easy to evade control.
96. As for our constitutional rights, consider for example that of freedom of
the press. We certainly don't mean to knock that right: it is very important
tool for limiting concentration of political power and for keeping those who
do have political power in line by publicly exposing any misbehavior on their
part. But freedom of the press is of very little use to the average citizen
as an individual. The mass media are mostly under the control of large organizations
that are integrated into the system. Anyone who has a little money can have
something printed, or can distribute it on the Internet or in some such way,
but what he has to say will be swamped by the vast volume of material put out
by the media, hence it will have no practical effect. To make an impression
on society with words is therefore almost impossible for most individuals and
small groups. Take us (FC) for example. If we had never done anything violent
and had submitted the present writings to a publisher, they probably would not
have been accepted. If they had been accepted and published, they probably would
not have attracted many readers, because it's more fun to watch the entertainment
put out by the media than to read a sober essay. Even if these writings had
had many readers, most of these readers would soon have forgotten what they
had read as their minds were flooded by the mass of material to which the media
expose them. In order to get our message before the public with some chance
of making a lasting impression, we've had to kill people.
97. Constitutional rights are useful up to a point, but they do not serve to
guarantee much more than what could be called the bourgeois conception of freedom.
According to the bourgeois conception, a "free" man is essentially
an element of a social machine and has only a certain set of prescribed and
delimited freedoms; freedoms that are designed to serve the needs of the social
machine more than those of the individual. Thus the bourgeois's "free"
man has economic freedom because that promotes growth and progress; he has freedom
of the press because public criticism restrains misbehavior by political leaders;
he has a right to a fair trial because imprisonment at the whim of the powerful
would be bad for the system. This was clearly the attitude of Simon Bolivar.
To him, people deserved liberty only if they used it to promote progress (progress
as conceived by the bourgeois). Other bourgeois thinkers have taken a similar
view of freedom as a mere means to collective ends. Chester C. Tan, "Chinese
Political Thought in the Twentieth Century," page 202, explains the philosophy
of the Kuomintang leader Hu Han-min: "An individual is granted rights because
he is a member of society and his community life requires such rights. By community
Hu meant the whole society of the nation." And on page 259 Tan states that
according to Carsum Chang (Chang Chun-mai, head of the State Socialist Party
in China) freedom had to be used in the interest of the state and of the people
as a whole. But what kind of freedom does one have if one can use it only as
someone else prescribes? FC's conception of freedom is not that of Bolivar,
Hu, Chang or other bourgeois theorists. The trouble with such theorists is that
they have made the development and application of social theories their surrogate
activity. Consequently the theories are designed to serve the needs of the theorists
more than the needs of any people who may be unlucky enough to live in a society
on which the theories are imposed.
98. One more point to be made in this section: It should not be assumed that
a person has enough freedom just because he SAYS he has enough. Freedom is restricted
in part by psychological control of which people are unconscious, and moreover
many people's ideas of what constitutes freedom are governed more by social
convention than by their real needs. For example, it's likely that many leftists
of the oversocialized type would say that most people, including themselves
are socialized too little rather than too much, yet the oversocialized leftist
pays a heavy psychological price for his high level of socialization.
SOME PRINCIPLES OF HISTORY
99. Think of history
as being the sum of two components: an erratic component that consists of unpredictable
events that follow no discernible pattern, and a regular component that consists
of long-term historical trends. Here we are concerned with the long-term trends.
100. FIRST PRINCIPLE. If a SMALL change is made that affects a long-term historical
trend, then the effect of that change will almost always be transitory - the
trend will soon revert to its original state. (Example: A reform movement designed
to clean up political corruption in a society rarely has more than a short-term
effect; sooner or later the reformers relax and corruption creeps back in. The
level of political corruption in a given society tends to remain constant, or
to change only slowly with the evolution of the society. Normally, a political
cleanup will be permanent only if accompanied by widespread social changes;
a SMALL change in the society won't be enough.) If a small change in a long-term
historical trend appears to be permanent, it is only because the change acts
in the direction in which the trend is already moving, so that the trend is
not altered but only pushed a step ahead.
101. The first principle is almost a tautology. If a trend were not stable with
respect to small changes, it would wander at random rather than following a
definite direction; in other words it would not be a long-term trend at all.
102. SECOND PRINCIPLE. If a change is made that is sufficiently large to alter
permanently a long-term historical trend, than it will alter the society as
a whole. In other words, a society is a system in which all parts are interrelated,
and you can't permanently change any important part without changing all the
other parts as well.
103. THIRD PRINCIPLE. If a change is made that is large enough to alter permanently
a long-term trend, then the consequences for the society as a whole cannot be
predicted in advance. (Unless various other societies have passed through the
same change and have all experienced the same consequences, in which case one
can predict on empirical grounds that another society that passes through the
same change will be likely to experience similar consequences.)
104. FOURTH PRINCIPLE. A new kind of society cannot be designed on paper. That
is, you cannot plan out a new form of society in advance, then set it up and
expect it to function as it was designed to.
105. The third and fourth principles result from the complexity of human societies.
A change in human behavior will affect the economy of a society and its physical
environment; the economy will affect the environment and vice versa, and the
changes in the economy and the environment will affect human behavior in complex,
unpredictable ways; and so forth. The network of causes and effects is far too
complex to be untangled and understood.
106. FIFTH PRINCIPLE. People do not consciously and rationally choose the form
of their society. Societies develop through processes of social evolution that
are not under rational human control.
107. The fifth principle is a consequence of the other four.
108. To illustrate: By the first principle, generally speaking an attempt at
social reform either acts in the direction in which the society is developing
anyway (so that it merely accelerates a change that would have occurred in any
case) or else it only has a transitory effect, so that the society soon slips
back into its old groove. To make a lasting change in the direction of development
of any important aspect of a society, reform is insufficient and revolution
is required. (A revolution does not necessarily involve an armed uprising or
the overthrow of a government.) By the second principle, a revolution never
changes only one aspect of a society; and by the third principle changes occur
that were never expected or desired by the revolutionaries. By the fourth principle,
when revolutionaries or utopians set up a new kind of society, it never works
out as planned.
109. The American Revolution does not provide a counterexample. The American
"Revolution" was not a revolution in our sense of the word, but a
war of independence followed by a rather far-reaching political reform. The
Founding Fathers did not change the direction of development of American society,
nor did they aspire to do so. They only freed the development of American society
from the retarding effect of British rule. Their political reform did not change
any basic trend, but only pushed American political culture along its natural
direction of development. British society, of which American society was an
off-shoot, had been moving for a long time in the direction of representative
democracy. And prior to the War of Independence the Americans were already practicing
a significant degree of representative democracy in the colonial assemblies.
The political system established by the Constitution was modeled on the British
system and on the colonial assemblies. With major alteration, to be sure - there
is no doubt that the Founding Fathers took a very important step. But it was
a step along the road the English-speaking world was already traveling. The
proof is that Britain and all of its colonies that were populated predominantly
by people of British descent ended up with systems of representative democracy
essentially similar to that of the United States. If the Founding Fathers had
lost their nerve and declined to sign the Declaration of Independence, our way
of life today would not have been significantly different. Maybe we would have
had somewhat closer ties to Britain, and would have had a Parliament and Prime
Minister instead of a Congress and President. No big deal. Thus the American
Revolution provides not a counterexample to our principles but a good illustration
of them.
110. Still, one has to use common sense in applying the principles. They are
expressed in imprecise language that allows latitude for interpretation, and
exceptions to them can be found. So we present these principles not as inviolable
laws but as rules of thumb, or guides to thinking, that may provide a partial
antidote to naive ideas about the future of society. The principles should be
borne constantly in mind, and whenever one reaches a conclusion that conflicts
with them one should carefully reexamine one's thinking and retain the conclusion
only if one has good, solid reasons for doing so.
INDUSTRIAL-TECHNOLOGICAL
SOCIETY CANNOT BE REFORMED
111. The foregoing principles
help to show how hopelessly difficult it would be to reform the industrial system
in such a way as to prevent it from progressively narrowing our sphere of freedom.
There has been a consistent tendency, going back at least to the Industrial
Revolution for technology to strengthen the system at a high cost in individual
freedom and local autonomy. Hence any change designed to protect freedom from
technology would be contrary to a fundamental trend in the development of our
society. Consequently, such a change either would be a transitory one -- soon
swamped by the tide of history -- or, if large enough to be permanent would
alter the nature of our whole society. This by the first and second principles.
Moreover, since society would be altered in a way that could not be predicted
in advance (third principle) there would be great risk. Changes large enough
to make a lasting difference in favor of freedom would not be initiated because
it would realized that they would gravely disrupt the system. So any attempts
at reform would be too timid to be effective. Even if changes large enough to
make a lasting difference were initiated, they would be retracted when their
disruptive effects became apparent. Thus, permanent changes in favor of freedom
could be brought about only by persons prepared to accept radical, dangerous
and unpredictable alteration of the entire system. In other words, by revolutionaries,
not reformers.
112. People anxious to rescue freedom without sacrificing the supposed benefits
of technology will suggest naive schemes for some new form of society that would
reconcile freedom with technology. Apart from the fact that people who make
suggestions seldom propose any practical means by which the new form of society
could be set up in the first place, it follows from the fourth principle that
even if the new form of society could be once established, it either would collapse
or would give results very different from those expected.
113. So even on very general grounds it seems highly improbably that any way
of changing society could be found that would reconcile freedom with modern
technology. In the next few sections we will give more specific reasons for
concluding that freedom and technological progress are incompatible.
RESTRICTION OF FREEDOM
IS UNAVOIDABLE IN INDUSTRIAL SOCIETY
114. As explained in
paragraph 65-67, 70-73, modern man is strapped down by a network of rules and
regulations, and his fate depends on the actions of persons remote from him
whose decisions he cannot influence. This is not accidental or a result of the
arbitrariness of arrogant bureaucrats. It is necessary and inevitable in any
technologically advanced society. The system HAS TO regulate human behavior
closely in order to function. At work, people have to do what they are told
to do, otherwise production would be thrown into chaos. Bureaucracies HAVE TO
be run according to rigid rules. To allow any substantial personal discretion
to lower-level bureaucrats would disrupt the system and lead to charges of unfairness
due to differences in the way individual bureaucrats exercised their discretion.
It is true that some restrictions on our freedom could be eliminated, but GENERALLY
SPEAKING the regulation of our lives by large organizations is necessary for
the functioning of industrial-technological society. The result is a sense of
powerlessness on the part of the average person. It may be, however, that formal
regulations will tend increasingly to be replaced by psychological tools that
make us want to do what the system requires of us. (Propaganda [14], educational
techniques, "mental health" programs, etc.)
115. The system HAS TO force people to behave in ways that are increasingly
remote from the natural pattern of human behavior. For example, the system needs
scientists, mathematicians and engineers. It can't function without them. So
heavy pressure is put on children to excel in these fields. It isn't natural
for an adolescent human being to spend the bulk of his time sitting at a desk
absorbed in study. A normal adolescent wants to spend his time in active contact
with the real world. Among primitive peoples the things that children are trained
to do are in natural harmony with natural human impulses. Among the American
Indians, for example, boys were trained in active outdoor pursuits -- just the
sort of things that boys like. But in our society children are pushed into studying
technical subjects, which most do grudgingly.
116. Because of the constant pressure that the system exerts to modify human
behavior, there is a gradual increase in the number of people who cannot or
will not adjust to society's requirements: welfare leeches, youth-gang members,
cultists, anti-government rebels, radical environmentalist saboteurs, dropouts
and resisters of various kinds.
117. In any technologically advanced society the individual's fate MUST depend
on decisions that he personally cannot influence to any great extent. A technological
society cannot be broken down into small, autonomous communities, because production
depends on the cooperation of very large numbers of people and machines. Such
a society MUST be highly organized and decisions HAVE TO be made that affect
very large numbers of people. When a decision affects, say, a million people,
then each of the affected individuals has, on the average, only a one-millionth
share in making the decision. What usually happens in practice is that decisions
are made by public officials or corporation executives, or by technical specialists,
but even when the public votes on a decision the number of voters ordinarily
is too large for the vote of any one individual to be significant. [17] Thus
most individuals are unable to influence measurably the major decisions that
affect their lives. There is no conceivable way to remedy this in a technologically
advanced society. The system tries to "solve" this problem by using
propaganda to make people WANT the decisions that have been made for them, but
even if this "solution" were completely successful in making people
feel better, it would be demeaning.
118. Conservatives and some others advocate more "local autonomy."
Local communities once did have autonomy, but such autonomy becomes less and
less possible as local communities become more enmeshed with and dependent on
large-scale systems like public utilities, computer networks, highway systems,
the mass communications media, the modern health care system. Also operating
against autonomy is the fact that technology applied in one location often affects
people at other locations far away. Thus pesticide or chemical use near a creek
may contaminate the water supply hundreds of miles downstream, and the greenhouse
effect affects the whole world.
119. The system does not and cannot exist to satisfy human needs. Instead, it
is human behavior that has to be modified to fit the needs of the system. This
has nothing to do with the political or social ideology that may pretend to
guide the technological system. It is the fault of technology, because the system
is guided not by ideology but by technical necessity. [18] Of course the system
does satisfy many human needs, but generally speaking it does this only to the
extent that it is to the advantage of the system to do it. It is the needs of
the system that are paramount, not those of the human being. For example, the
system provides people with food because the system couldn't function if everyone
starved; it attends to people's psychological needs whenever it can CONVENIENTLY
do so, because it couldn't function if too many people became depressed or rebellious.
But the system, for good, solid, practical reasons, must exert constant pressure
on people to mold their behavior to the needs of the system. Too much waste
accumulating? The government, the media, the educational system, environmentalists,
everyone inundates us with a mass of propaganda about recycling. Need more technical
personnel? A chorus of voices exhorts kids to study science. No one stops to
ask whether it is inhumane to force adolescents to spend the bulk of their time
studying subjects most of them hate. When skilled workers are put out of a job
by technical advances and have to undergo "retraining," no one asks
whether it is humiliating for them to be pushed around in this way. It is simply
taken for granted that everyone must bow to technical necessity and for good
reason: If human needs were put before technical necessity there would be economic
problems, unemployment, shortages or worse. The concept of "mental health"
in our society is defined largely by the extent to which an individual behaves
in accord with the needs of the system and does so without showing signs of
stress.
120. Efforts to make room for a sense of purpose and for autonomy within the
system are no better than a joke. For example, one company, instead of having
each of its employees assemble only one section of a catalogue, had each assemble
a whole catalogue, and this was supposed to give them a sense of purpose and
achievement. Some companies have tried to give their employees more autonomy
in their work, but for practical reasons this usually can be done only to a
very limited extent, and in any case employees are never given autonomy as to
ultimate goals -- their "autonomous" efforts can never be directed
toward goals that they select personally, but only toward their employer's goals,
such as the survival and growth of the company. Any company would soon go out
of business if it permitted its employees to act otherwise. Similarly, in any
enterprise within a socialist system, workers must direct their efforts toward
the goals of the enterprise, otherwise the enterprise will not serve its purpose
as part of the system. Once again, for purely technical reasons it is not possible
for most individuals or small groups to have much autonomy in industrial society.
Even the small-business owner commonly has only limited autonomy. Apart from
the necessity of government regulation, he is restricted by the fact that he
must fit into the economic system and conform to its requirements. For instance,
when someone develops a new technology, the small-business person often has
to use that technology whether he wants to or not, in order to remain competitive.
THE 'BAD' PARTS OF TECHNOLOGY
CANNOT BE SEPARATED FROM THE 'GOOD' PARTS
121. A further reason
why industrial society cannot be reformed in favor of freedom is that modern
technology is a unified system in which all parts are dependent on one another.
You can't get rid of the "bad" parts of technology and retain only
the "good" parts. Take modern medicine, for example. Progress in medical
science depends on progress in chemistry, physics, biology, computer science
and other fields. Advanced medical treatments require expensive, high-tech equipment
that can be made available only by a technologically progressive, economically
rich society. Clearly you can't have much progress in medicine without the whole
technological system and everything that goes with it.
122. Even if medical progress could be maintained without the rest of the technological
system, it would by itself bring certain evils. Suppose for example that a cure
for diabetes is discovered. People with a genetic tendency to diabetes will
then be able to survive and reproduce as well as anyone else. Natural selection
against genes for diabetes will cease and such genes will spread throughout
the population. (This may be occurring to some extent already, since diabetes,
while not curable, can be controlled through the use of insulin.) The same thing
will happen with many other diseases susceptibility to which is affected by
genetic degradation of the population. The only solution will be some sort of
eugenics program or extensive genetic engineering of human beings, so that man
in the future will no longer be a creation of nature, or of chance, or of God
(depending on your religious or philosophical opinions), but a manufactured
product.
123. If you think that big government interferes in your life too much NOW,
just wait till the government starts regulating the genetic constitution of
your children. Such regulation will inevitably follow the introduction of genetic
engineering of human beings, because the consequences of unregulated genetic
engineering would be disastrous. [19]
124. The usual response to such concerns is to talk about "medical ethics."
But a code of ethics would not serve to protect freedom in the face of medical
progress; it would only make matters worse. A code of ethics applicable to genetic
engineering would be in effect a means of regulating the genetic constitution
of human beings. Somebody (probably the upper-middle class, mostly) would decide
that such and such applications of genetic engineering were "ethical"
and others were not, so that in effect they would be imposing their own values
on the genetic constitution of the population at large. Even if a code of ethics
were chosen on a completely democratic basis, the majority would be imposing
their own values on any minorities who might have a different idea of what constituted
an "ethical" use of genetic engineering. The only code of ethics that
would truly protect freedom would be one that prohibited ANY genetic engineering
of human beings, and you can be sure that no such code will ever be applied
in a technological society. No code that reduced genetic engineering to a minor
role could stand up for long, because the temptation presented by the immense
power of biotechnology would be irresistible, especially since to the majority
of people many of its applications will seem obviously and unequivocally good
(eliminating physical and mental diseases, giving people the abilities they
need to get along in today's world). Inevitably, genetic engineering will be
used extensively, but only in ways consistent with the needs of the industrial-technological
system. [20]
TECHNOLOGY IS A MORE
POWERFUL SOCIAL FORCE THAN THE ASPIRATION FOR FREEDOM
125. It is not possible
to make a LASTING compromise between technology and freedom, because technology
is by far the more powerful social force and continually encroaches on freedom
through REPEATED compromises. Imagine the case of two neighbors, each of whom
at the outset owns the same amount of land, but one of whom is more powerful
than the other. The powerful one demands a piece of the other's land. The weak
one refuses. The powerful one says, "OK, let's compromise. Give me half
of what I asked." The weak one has little choice but to give in. Some time
later the powerful neighbor demands another piece of land, again there is a
compromise, and so forth. By forcing a long series of compromises on the weaker
man, the powerful one eventually gets all of his land. So it goes in the conflict
between technology and freedom.
126. Let us explain why technology is a more powerful social force than the
aspiration for freedom.
127. A technological advance that appears not to threaten freedom often turns
out to threaten freedom often turns out to threaten it very seriously later
on. For example, consider motorized transport. A walking man formerly could
go where he pleased, go at his own pace without observing any traffic regulations,
and was independent of technological support-systems. When motor vehicles were
introduced they appeared to increase man's freedom. They took no freedom away
from the walking man, no one had to have an automobile if he didn't want one,
and anyone who did choose to buy an automobile could travel much faster than
the walking man. But the introduction of motorized transport soon changed society
in such a way as to restrict greatly man's freedom of locomotion. When automobiles
became numerous, it became necessary to regulate their use extensively. In a
car, especially in densely populated areas, one cannot just go where one likes
at one's own pace one's movement is governed by the flow of traffic and by various
traffic laws. One is tied down by various obligations: license requirements,
driver test, renewing registration, insurance, maintenance required for safety,
monthly payments on purchase price. Moreover, the use of motorized transport
is no longer optional. Since the introduction of motorized transport the arrangement
of our cities has changed in such a way that the majority of people no longer
live within walking distance of their place of employment, shopping areas and
recreational opportunities, so that they HAVE TO depend on the automobile for
transportation. Or else they must use public transportation, in which case they
have even less control over their own movement than when driving a car. Even
the walker's freedom is now greatly restricted. In the city he continually has
to stop and wait for traffic lights that are designed mainly to serve auto traffic.
In the country, motor traffic makes it dangerous and unpleasant to walk along
the highway. (Note the important point we have illustrated with the case of
motorized transport: When a new item of technology is introduced as an option
that an individual can accept or not as he chooses, it does not necessarily
REMAIN optional. In many cases the new technology changes society in such a
way that people eventually find themselves FORCED to use it.)
128. While technological progress AS A WHOLE continually narrows our sphere
of freedom, each new technical advance CONSIDERED BY ITSELF appears to be desirable.
Electricity, indoor plumbing, rapid long-distance communications . . . how could
one argue against any of these things, or against any other of the innumerable
technical advances that have made modern society? It would have been absurd
to resist the introduction of the telephone, for example. It offered many advantages
and no disadvantages. Yet as we explained in paragraphs 59-76, all these technical
advances taken together have created world in which the average man's fate is
no longer in his own hands or in the hands of his neighbors and friends, but
in those of politicians, corporation executives and remote, anonymous technicians
and bureaucrats whom he as an individual has no power to influence. [21] The
same process will continue in the future. Take genetic engineering, for example.
Few people will resist the introduction of a genetic technique that eliminates
a hereditary disease. It does no apparent harm and prevents much suffering.
Yet a large number of genetic improvements taken together will make the human
being into an engineered product rather than a free creation of chance (or of
God, or whatever, depending on your religious beliefs).
129. Another reason why technology is such a powerful social force is that,
within the context of a given society, technological progress marches in only
one direction; it can never be reversed. Once a technical innovation has been
introduced, people usually become dependent on it, unless it is replaced by
some still more advanced innovation. Not only do people become dependent as
individuals on a new item of technology, but, even more, the system as a whole
becomes dependent on it. (Imagine what would happen to the system today if computers,
for example, were eliminated.) Thus the system can move in only one direction,
toward greater technologization. Technology repeatedly forces freedom to take
a step back -- short of the overthrow of the whole technological system.
130. Technology advances with great rapidity and threatens freedom at many different
points at the same time (crowding, rules and regulations, increasing dependence
of individuals on large organizations, propaganda and other psychological techniques,
genetic engineering, invasion of privacy through surveillance devices and computers,
etc.) To hold back any ONE of the threats to freedom would require a long and
difficult social struggle. Those who want to protect freedom are overwhelmed
by the sheer number of new attacks and the rapidity with which they develop,
hence they become pathetic and no longer resist. To fight each of the threats
separately would be futile. Success can be hoped for only by fighting the technological
system as a whole; but that is revolution not reform.
131. Technicians (we use this term in its broad sense to describe all those
who perform a specialized task that requires training) tend to be so involved
in their work (their surrogate activity) that when a conflict arises between
their technical work and freedom, they almost always decide in favor of their
technical work. This is obvious in the case of scientists, but it also appears
elsewhere: Educators, humanitarian groups, conservation organizations do not
hesitate to use propaganda or other psychological techniques to help them achieve
their laudable ends. Corporations and government agencies, when they find it
useful, do not hesitate to collect information about individuals without regard
to their privacy. Law enforcement agencies are frequently inconvenienced by
the constitutional rights of suspects and often of completely innocent persons,
and they do whatever they can do legally (or sometimes illegally) to restrict
or circumvent those rights. Most of these educators, government officials and
law officers believe in freedom, privacy and constitutional rights, but when
these conflict with their work, they usually feel that their work is more important.
132. It is well known that people generally work better and more persistently
when striving for a reward than when attempting to avoid a punishment or negative
outcome. Scientists and other technicians are motivated mainly by the rewards
they get through their work. But those who oppose technological invasions of
freedom are working to avoid a negative outcome, consequently there are few
who work persistently and well at this discouraging task. If reformers ever
achieved a signal victory that seemed to set up a solid barrier against further
erosion of freedom through technological progress, most would tend to relax
and turn their attention to more agreeable pursuits. But the scientists would
remain busy in their laboratories, and technology as it progresses would find
ways, in spite of any barriers, to exert more and more control over individuals
and make them always more dependent on the system.
133. No social arrangements, whether laws, institutions, customs or ethical
codes, can provide permanent protection against technology. History shows that
all social arrangements are transitory; they all change or break down eventually.
But technological advances are permanent within the context of a given civilization.
Suppose for example that it were possible to arrive at some social arrangements
that would prevent genetic engineering from being applied to human beings, or
prevent it from being applied in such a ways as to threaten freedom and dignity.
Still, the technology would remain waiting. Sooner or later the social arrangement
would break down. Probably sooner, given the pace of change in our society.
Then genetic engineering would begin to invade our sphere of freedom, and this
invasion would be irreversible (short of a breakdown of technological civilization
itself). Any illusions about achieving anything permanent through social arrangements
should be dispelled by what is currently happening with environmental legislation.
A few years ago it seemed that there were secure legal barriers preventing at
least SOME of the worst forms of environmental degradation. A change in the
political wind, and those barriers begin to crumble.
134. For all of the foregoing reasons, technology is a more powerful social
force than the aspiration for freedom. But this statement requires an important
qualification. It appears that during the next several decades the industrial-technological
system will be undergoing severe stresses due to economic and environmental
problems, and especially due to problems of human behavior (alienation, rebellion,
hostility, a variety of social and psychological difficulties). We hope that
the stresses through which the system is likely to pass will cause it to break
down, or at least weaken it sufficiently so that a revolution against it becomes
possible. If such a revolution occurs and is successful, then at that particular
moment the aspiration for freedom will have proved more powerful than technology.
135. In paragraph 125 we used an analogy of a weak neighbor who is left destitute
by a strong neighbor who takes all his land by forcing on him a series of compromises.
But suppose now that the strong neighbor gets sick, so that he is unable to
defend himself. The weak neighbor can force the strong one to give him his land
back, or he can kill him. If he lets the strong man survive and only forces
him to give his land back, he is a fool, because when the strong man gets well
he will again take all the land for himself. The only sensible alternative for
the weaker man is to kill the strong one while he has the chance. In the same
way, while the industrial system is sick we must destroy it. If we compromise
with it and let it recover from its sickness, it will eventually wipe out all
of our freedom.
SIMPLER SOCIAL PROBLEMS
HAVE PROVED INTRACTABLE
136. If anyone still
imagines that it would be possible to reform the system in such a way as to
protect freedom from technology, let him consider how clumsily and for the most
part unsuccessfully our society has dealt with other social problems that are
far more simple and straightforward. Among other things, the system has failed
to stop environmental degradation, political corruption, drug trafficking or
domestic abuse.
137. Take our environmental problems, for example. Here the conflict of values
is straightforward: economic expedience now versus saving some of our natural
resources for our grandchildren. [22] But on this subject we get only a lot
of blather and obfuscation from the people who have power, and nothing like
a clear, consistent line of action, and we keep on piling up environmental problems
that our grandchildren will have to live with. Attempts to resolve the environmental
issue consist of struggles and compromises between different factions, some
of which are ascendant at one moment, others at another moment. The line of
struggle changes with the shifting currents of public opinion. This is not a
rational process, or is it one that is likely to lead to a timely and successful
solution to the problem. Major social problems, if they get "solved"
at all, are rarely or never solved through any rational, comprehensive plan.
They just work themselves out through a process in which various competing groups
pursuing their own (usually short-term) self-interest [23] arrive (mainly by
luck) at some more or less stable modus vivendi. In fact, the principles we
formulated in paragraphs 100-106 make it seem doubtful that rational, long-term
social planning can EVER be successful.
138. Thus it is clear that the human race has at best a very limited capacity
for solving even relatively straightforward social problems. How then is it
going to solve the far more difficult and subtle problem of reconciling freedom
with technology? Technology presents clear-cut material advantages, whereas
freedom is an abstraction that means different things to different people, and
its loss is easily obscured by propaganda and fancy talk.
139. And note this important difference: It is conceivable that our environmental
problems (for example) may some day be settled through a rational, comprehensive
plan, but if this happens it will be only because it is in the long-term interest
of the system to solve these problems. But it is NOT in the interest of the
system to preserve freedom or small-group autonomy. On the contrary, it is in
the interest of the system to bring human behavior under control to the greatest
possible extent. [24] Thus, while practical considerations may eventually force
the system to take a rational, prudent approach to environmental problems, equally
practical considerations will force the system to regulate human behavior ever
more closely (preferably by indirect means that will disguise the encroachment
on freedom.) This isn't just our opinion. Eminent social scientists (e.g. James
Q. Wilson) have stressed the importance of "socializing" people more
effectively.
REVOLUTION IS EASIER
THAN REFORM
140. We hope we have
convinced the reader that the system cannot be reformed in a such a way as to
reconcile freedom with technology. The only way out is to dispense with the
industrial-technological system altogether. This implies revolution, not necessarily
an armed uprising, but certainly a radical and fundamental change in the nature
of society.
141. People tend to assume that because a revolution involves a much greater
change than reform does, it is more difficult to bring about than reform is.
Actually, under certain circumstances revolution is much easier than reform.
The reason is that a revolutionary movement can inspire an intensity of commitment
that a reform movement cannot inspire. A reform movement merely offers to solve
a particular social problem. A revolutionary movement offers to solve all problems
at one stroke and create a whole new world; it provides the kind of ideal for
which people will take great risks and make great sacrifices. For this reasons
it would be much easier to overthrow the whole technological system than to
put effective, permanent restraints on the development of application of any
one segment of technology, such as genetic engineering, but under suitable conditions
large numbers of people may devote themselves passionately to a revolution against
the industrial-technological system. As we noted in paragraph 132, reformers
seeking to limit certain aspects of technology would be working to avoid a negative
outcome. But revolutionaries work to gain a powerful reward -- fulfillment of
their revolutionary vision -- and therefore work harder and more persistently
than reformers do.
142. Reform is always restrained by the fear of painful consequences if changes
go too far. But once a revolutionary fever has taken hold of a society, people
are willing to undergo unlimited hardships for the sake of their revolution.
This was clearly shown in the French and Russian Revolutions. It may be that
in such cases only a minority of the population is really committed to the revolution,
but this minority is sufficiently large and active so that it becomes the dominant
force in society. We will have more to say about revolution in paragraphs 180-205.
CONTROL OF HUMAN BEHAVIOR
143. Since the beginning
of civilization, organized societies have had to put pressures on human beings
for the sake of the functioning of the social organism. The kinds of pressures
vary greatly from one society to another. Some of the pressures are physical
(poor diet, excessive labor, environmental pollution), some are psychological
(noise, crowding, forcing humans behavior into the mold that society requires).
In the past, human nature has been approximately constant, or at any rate has
varied only within certain bounds. Consequently, societies have been able to
push people only up to certain limits. When the limit of human endurance has
been passed, things start going wrong: rebellion, or crime, or corruption, or
evasion of work, or depression and other mental problems, or an elevated death
rate, or a declining birth rate or something else, so that either the society
breaks down, or its functioning becomes too inefficient and it is (quickly or
gradually, through conquest, attrition or evolution) replaces by some more efficient
form of society. [25]
144. Thus human nature has in the past put certain limits on the development
of societies. People could be pushed only so far and no farther. But today this
may be changing, because modern technology is developing ways of modifying human
beings.
145. Imagine a society that subjects people to conditions that make them terribly
unhappy, then gives them the drugs to take away their unhappiness. Science fiction?
It is already happening to some extent in our own society. It is well known
that the rate of clinical depression had been greatly increasing in recent decades.
We believe that this is due to disruption of the power process, as explained
in paragraphs 59-76. But even if we are wrong, the increasing rate of depression
is certainly the result of SOME conditions that exist in today's society. Instead
of removing the conditions that make people depressed, modern society gives
them antidepressant drugs. In effect, antidepressants are a means of modifying
an individual's internal state in such a way as to enable him to tolerate social
conditions that he would otherwise find intolerable. (Yes, we know that depression
is often of purely genetic origin. We are referring here to those cases in which
environment plays the predominant role.)
146. Drugs that affect the mind are only one example of the methods of controlling
human behavior that modern society is developing. Let us look at some of the
other methods.
147. To start with, there are the techniques of surveillance. Hidden video cameras
are now used in most stores and in many other places, computers are used to
collect and process vast amounts of information about individuals. Information
so obtained greatly increases the effectiveness of physical coercion (i.e.,
law enforcement). [26] Then there are the methods of propaganda, for which the
mass communication media provide effective vehicles. Efficient techniques have
been developed for winning elections, selling products, influencing public opinion.
The entertainment industry serves as an important psychological tool of the
system, possibly even when it is dishing out large amounts of sex and violence.
Entertainment provides modern man with an essential means of escape. While absorbed
in television, videos, etc., he can forget stress, anxiety, frustration, dissatisfaction.
Many primitive peoples, when they don't have work to do, are quite content to
sit for hours at a time doing nothing at all, because they are at peace with
themselves and their world. But most modern people must be constantly occupied
or entertained, otherwise they get "bored," i.e., they get fidgety,
uneasy, irritable.
148. Other techniques strike deeper than the foregoing. Education is no longer
a simple affair of paddling a kid's behind when he doesn't know his lessons
and patting him on the head when he does know them. It is becoming a scientific
technique for controlling the child's development. Sylvan Learning Centers,
for example, have had great success in motivating children to study, and psychological
techniques are also used with more or less success in many conventional schools.
"Parenting" techniques that are taught to parents are designed to
make children accept fundamental values of the system and behave in ways that
the system finds desirable. "Mental health" programs, "intervention"
techniques, psychotherapy and so forth are ostensibly designed to benefit individuals,
but in practice they usually serve as methods for inducing individuals to think
and behave as the system requires. (There is no contradiction here; an individual
whose attitudes or behavior bring him into conflict with the system is up against
a force that is too powerful for him to conquer or escape from, hence he is
likely to suffer from stress, frustration, defeat. His path will be much easier
if he thinks and behaves as the system requires. In that sense the system is
acting for the benefit of the individual when it brainwashes him into conformity.)
Child abuse in its gross and obvious forms is disapproved of in most if not
all cultures. Tormenting a child for a trivial reason or no reason at all is
something that appalls almost everyone. But many psychologists interpret the
concept of abuse much more broadly. Is spanking, when used as part of a rational
and consistent system of discipline, a form of abuse? The question will ultimately
be decided by whether or not spanking tends to produce behavior that makes a
person fit in well with the existing system of society. In practice, the word
"abuse" tends to be interpreted to include any method of child-rearing
that produces behavior inconvenient for the system. Thus, when they go beyond
the prevention of obvious, senseless cruelty, programs for preventing "child
abuse" are directed toward the control of human behavior of the system.
149. Presumably, research will continue to increase the effectiveness of psychological
techniques for controlling human behavior. But we think it is unlikely that
psychological techniques alone will be sufficient to adjust human beings to
the kind of society that technology is creating. Biological methods probably
will have to be used. We have already mentioned the use of drugs in this connection.
Neurology may provide other avenues of modifying the human mind. Genetic engineering
of human beings is already beginning to occur in the form of "gene therapy,"
and there is no reason to assume the such methods will not eventually be used
to modify those aspects of the body that affect mental functioning.
150. As we mentioned in paragraph 134, industrial society seems likely to be
entering a period of severe stress, due in part to problems of human behavior
and in part to economic and environmental problems. And a considerable proportion
of the system's economic and environmental problems result from the way human
beings behave. Alienation, low self-esteem, depression, hostility, rebellion;
children who won't study, youth gangs, illegal drug use, rape, child abuse,
other crimes, unsafe sex, teen pregnancy, population growth, political corruption,
race hatred, ethnic rivalry, bitter ideological conflict (i.e., pro-choice vs.
pro-life), political extremism, terrorism, sabotage, anti-government groups,
hate groups. All these threaten the very survival of the system. The system
will be FORCED to use every practical means of controlling human behavior.
151. The social disruption that we see today is certainly not the result of
mere chance. It can only be a result of the conditions of life that the system
imposes on people. (We have argued that the most important of these conditions
is disruption of the power process.) If the system succeeds in imposing sufficient
control over human behavior to assure its own survival, a new watershed in human
history will have passed. Whereas formerly the limits of human endurance have
imposed limits on the development of societies (as we explained in paragraphs
143, 144), industrial-technological society will be able to pass those limits
by modifying human beings, whether by psychological methods or biological methods
or both. In the future, social systems will not be adjusted to suit the needs
of human beings. Instead, human being will be adjusted to suit the needs of
the system. [27]
152. Generally speaking, technological control over human behavior will probably
not be introduced with a totalitarian intention or even through a conscious
desire to restrict human freedom. [28] Each new step in the assertion of control
over the human mind will be taken as a rational response to a problem that faces
society, such as curing alcoholism, reducing the crime rate or inducing young
people to study science and engineering. In many cases, there will be humanitarian
justification. For example, when a psychiatrist prescribes an anti-depressant
for a depressed patient, he is clearly doing that individual a favor. It would
be inhumane to withhold the drug from someone who needs it. When parents send
their children to Sylvan Learning Centers to have them manipulated into becoming
enthusiastic about their studies, they do so from concern for their children's
welfare. It may be that some of these parents wish that one didn't have to have
specialized training to get a job and that their kid didn't have to be brainwashed
into becoming a computer nerd. But what can they do? They can't change society,
and their child may be unemployable if he doesn't have certain skills. So they
send him to Sylvan.
153. Thus control over human behavior will be introduced not by a calculated
decision of the authorities but through a process of social evolution (RAPID
evolution, however). The process will be impossible to resist, because each
advance, considered by itself, will appear to be beneficial, or at least the
evil involved in making the advance will seem to be less than that which would
result from not making it (see paragraph 127). Propaganda for example is used
for many good purposes, such as discouraging child abuse or race hatred. [14]
Sex education is obviously useful, yet the effect of sex education (to the extent
that it is successful) is to take the shaping of sexual attitudes away from
the family and put it into the hands of the state as represented by the public
school system.
154. Suppose a biological trait is discovered that increases the likelihood
that a child will grow up to be a criminal and suppose some sort of gene therapy
can remove this trait. [29] Of course most parents whose children possess the
trait will have them undergo the therapy. It would be inhumane to do